Researchers have validated a new risk assessment tool that can be used by the Department of Homeland Security to help evaluate decisions and priorities in natural disasters, terrorist events, and major accidents.
The Department of Homeland Security has a broad and complex mission, with priorities that include preparing for and responding to a range of terrorist events, natural disasters, and major accidents. Dr. Russell Lundberg of the Department of Security Studies at Sam Houston State University and Dr. Henry Willis, Director of the Rand Homeland Security and Defense Center recently applied a tool originally developed to address risks in environmental policy, the Deliberative Method for Ranking Risk, to aid in strategic planning for security. Their findings were published in Homeland Security Affairs and the Journal of Homeland Security and Emergency Management
The study was in response to a National Academy of Science recommendation that the Department of Homeland Security adopt qualitative risk assessments as part of the strategic planning process. The Deliberative Method for Ranking Risk has five-steps, which include defining and categorizing risks to be ranked, identifying the risk attributes to be considered, describing the risks in a summary document in term of the attributes, selecting participants to assess the risks and performing risk ranking, and finally analyzing and describing the issues identified and the resulting rankings.
To test the validity of the method, a second study examined 10 key hazards under the purview of the Department, including earthquakes, hurricanes, tornados, pandemic influenza, nuclear detonation, explosive bombing, anthrax attack, cyber-attack on critical infrastructure, accidents involving toxic industrial chemicals, and oil spills. By searching existing literature, Drs. Lundberg and Willis identified the key attributes of each hazard based on health and economic damages as well as social, psychological, environmental and political concerns.
Among the top attributes identified were:
- Greatest number of deaths in a single episode
- Average number of deaths per year
- Average number of severe injuries or illnesses per year
- Average number of less severe injuries or illnesses per year
- Average amount of economic damages per year
- Greatest economic damage from a single episode
- Average number of individuals displaced per year
“This paper presents a shared starting point for a comparative assessment of homeland security risks, building on the recommendations of the National Academies panel,” Dr. Lundberg said.” This presents a common framework to examine homeland security risks and a baseline as to what those risks may be.”
The method was tested on 26 individuals in groups assembled in Pittsburgh, PA and Santa Monica, CA. Although the sample was not representative of the city, state or nation, it did provide a glimpse into citizen concerns over homeland security issues.
Among hazards prompting the highest concerns were pandemic influenza, hurricanes, and earthquakes, while the hazards prompting the least concerns were oil spills, anthrax attack, or cyber attacks on critical infrastructure.
“Reliably managing homeland security risks requires an understanding of which risks are more concerning than others,” said Dr. Lundberg. “The relative concerns about hazards provide a starting point for prioritizing solutions for reducing risks to homeland security.”
The method can be useful to support strategic decisions across the homeland security enterprise, from individual buildings to the nation as a whole. One place where it may be immediately useful is in support of the Quadrennial Homeland Security review, meeting the General Accounting Office's recent recommendation for improved risk analysis and stakeholder consultations to support prioritization. According to the GAO, "Without determining prioritized risk outcomes, DHS is missing an opportunity to more efficiently mitigate risk or identify the resources required for addressing different levels and types of risks." This informed prioritization is exactly the challenge that the Deliberative Method for Ranking Risks was designed to address.
“Assessing Homeland Security Risks: A Comparative Risk Assessment of 10 Hazards” is available through Homeland Security Affairs and “Deliberative Risk Ranking to Inform Homeland Security Strategic Planning” is available through the Journal of Homeland Security and Emergency Management .